The program on “Securities Operations and Risk Management” was for entry and middle level managers engaged in different functional activities in the Stock Broker Firm.
The program was held at NISM Bhavan, Vashi, Navi Mumbai on 13th & 14th June, 2015. The program aims to assist professionals in understanding the various facets of the working of the stockbrokers, starting from client on-boarding to trade life cycle and also including compliances with report submission and Redressal of investor grievances.
The Approach adopted by the speaker for the program was Interactive Power Point Presentation, Case Studies and Experience Sharing.
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