NISM had organized a program on “Stock Broker Operations” on November 7-8, 2014 for employees of Angel Broking Private Limited. The program covered the topics on KYC and Client On-boarding, Trading, Clearing, Funds and Securities Settlement, Dispute resolution and also Compliances and Reporting.
The objective of this program was to enhance the knowledge levels and skills of professionals who handle KYC and other Client On-boarding documentations; and are engaged in activities related to Trading, Clearing, Funds and Securities Settlement, Dispute resolution; and those related to Compliances and Reporting
The program was well received by the participants working in the various operational areas from Angel Broking Private Limited.
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