NISM has conducted 12 days programme for Probationary officers of ICLS on ‘‘Understanding Securities Laws’’ held during 29 July – 09 August 2019 at NISM Campus, Patalganga.
The programme was inaugurated by Dr. M. Thenmozhi, former Director, NISM & Prof.K.Sukumaran, Dean (SIEFL & SSE).
The overview of training programme was given by Dr.Rajesh Kumar,Associate Professor,NISM. Total 8 officers have attended the training programme.
The programme was aimed to make the participants aware about the various topics pertaining to the Securities Law.
The programme was a blend of classroom & Hands on sessions.
1) Classroom Sessions
2) Hands On Session – Trading in Simulated Environment
3) Exchange Visits
The following areas/topics were covered during the programme:
| S.No. | Session | Speakers |
| 1 | Programme Outline and Brief Presentation on NISM | Dr. Rajesh Kumar |
| 2 | Evolution of Indian Securities Markets | Dr. Nitin Tike,NISM |
| 3 | Indian Secondary Markets | |
| 4 | Power and functions of SEBI | Mr. Ranganayakulu, Former Executive Director – Law, SEBI |
| 5 | Indian Primary Market for equities and Public Issues of equity | Mr. Ashok Singh, BSE |
| 6 | Listing Regulations and Enforcement | |
| 7 | Products in Indian Securities Markets | Mr. Ritesh Nandwani, Member of Faculty, NISM |
| 8 | Fixed Income Securities | |
| 9 | Alternative Investment Funds | Mr. Jainendra Shandilya, Member of Faculty, NISM |
| 10 | Mutual Fund Structure – regulations and growth | Mr. Balakrishna Kini, Dy. Chief Executive, Association of Mutual Funds in India |
| 11 | Fund Management; ETF structure for PSU divestment | |
| 12 | CIS and Deemed Public Issue | Mr. M. Krishnamoorthy, Member of Faculty, NISM |
| 13 | Basics of Derivatives | Mr. Ramaseshan, Former Managing Director, NCDEX |
| 14 | Basics of Commodity Derivatives | Mr. Ramaseshan, Former Managing Director, NCDEX |
| 15 | Trading in Simulated Environment | Mr.Meraj Inamdar |
| 16 | Market Infrastructure Institutions and Risk Management | Mr. Sanjay Purao, GM, SEBI |
| 17 | Margins on trading; clearing and settlement of trades, Settlement Guarantee | Mr. Sachin Shetty |
| 18 | Depositories Act, Depository System in India | Dr V. R. Narasimhan Dean, SRSS & SCG, NISM |
| 19 | Creative Accounting and financial statement Analysis | Dr.Abhay Nagale |
| 20 | Financial Planning | Prof. K.Sukumaran, (SIEFL & SSE) |
| 21 | SEBI Perspectives on Mergers and Acquisitions | Mr. Narendra Rawat, GM, SEBI |
| 22 | SEBI Perspectives on Buy Back and Delisting | |
| 23 | Surveillance at Exchanges | Mr. Avishkar Naik, Vice President -Surveillance, NSE |
| 24 | Empowering SEBI for an evolving securities markets | SEBI official |
| 25 | Focus on Filing by listed entities | NSE official |
| 26 | Focus on clearing and settlement of commodities | MCX official |
| 27 | Take Over Regulations | Ms. Shailashri Bhaskar, Consultant |
| 28 | National Pension Scheme (NPS) | Mr. Balaram Bhagat, CEO, UTI Retirement Solutions Limited** |
| 29 | Prosecution and recovery | Mr.D.V.Sekhar,GM,SEBI |
| 30 | Case Laws | |
| 31 | Investor grievance redressal and alternative dispute resolution | Ms.Dinaz Shroff ,Chief Manager NSE |
| 32 | Surveillance at SEBI | Mr.Sunil Kadam ,Registrar NISM |
| 33 | E-Voting- Process and mechanism | Ms. Khilona ,NSDL |
| 34 | Corporate Governance Issues – Investor perspectives | Mr.Shobjit Jaju |
| 35 | Investigation Related to Securities Markets Violations | Mr. V. S. Sundaresan, CGM, SEBI |
| 36 | SEBI (PIT) Regulations, 2015 |
4) Valedictory Ceremony
The valedictory address was given by Dr.V.R.Narasimhan, Dean & Professor of Practice (SRSS &SCG). Mr.Jayant Arya, Deputy Director, ICLS also addressed the participants . The programme was well received by the participants and at last all participants were given Certificate of Participation.
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